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securities transactions

См. также в других словарях:

  • Securities research — An example of a bond. Securities analysts may carry out research on bonds, stocks and any other type of security. Securities research is a discipline within the financial services industry. Securities research professionals are known most… …   Wikipedia

  • Securities Exchange Act Of 1934 — The Securities Exchange Act of 1934 was created to provide governance of securities transactions on the secondary market (after issue) and regulate the exchanges and broker dealers in order to protect the investing public. All companies listed on …   Investment dictionary

  • Securities Acts Amendments of 1975 — Legislation to encourage the establishment of a national market system together with a system for nationwide clearing and settlement of securities transactions. Bloomberg Financial Dictionary …   Financial and business terms

  • securities — I noun assets, bonds, capital, evidences of debts, evidences of obligations, holdings, invested property, investment, negotiables, property, shares, stocks associated concepts: corporate securities, investment securities, sale of securities II… …   Law dictionary

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • Securities fraud — Securities fraud, also known as stock fraud and investment fraud, is a practice in which investors make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of the securities laws. [… …   Wikipedia

  • Securities and exchange commission — Sceau de la Securities and Exchange Commission La Securities and Exchange Commission (SEC) est l organisme fédéral américain de réglementation et de contrôle des marchés financiers. C est en quelque sorte le « gendarme de la B …   Wikipédia en Français

  • Securities Exchange Act of 1934 — Securities Exchange Act of 1934: A US statute which primarily regulates the trading of securities of public companies and provides for ongoing reporting by issuers whose securities are listed on a US stock market or are publicly offered in the US …   Law dictionary

  • Transactions demand — is the demand for financial assets, e.g. , securities, money or foreign currency. It is used for purposes of business transactions and personal consumption.The need to accommodate a firm s expected cash transactions.In economic theory,… …   Wikipedia

  • Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …   Law dictionary

  • Securities Act — of 1933, as amended (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange …   Law dictionary

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